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Plea Sentencing Case Study

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Prosecutors historically avoid high costs of taking corporations to trial by either dropping charges or entering into a plea agreement at the end of a criminal investigation. Plea agreement in the U.S. may take place with regard to any crime, including the most serious crimes such as homicide. Plea bargaining can begin as soon as the defendant has been indicted or charged. This can occur at any time prior to sentencing.
In negotiating plea agreements with corporations, prosecutors should seek a plea to the most serious, readily provable offense charged. In addition, the terms of the plea agreement should contain appropriate provisions to ensure punishment, deterrence, rehabilitation, and compliance with the plea agreement in the corporate context. …show more content…
The prosecutor may request that the corporation waive the attorney-client and work product privileges, make employees and agents available for debriefing, disclose the results of its internal investigation, file appropriate certified financial statements, agree to governmental or third-party audits, and take whatever other steps are necessary to ensure that the full scope of the corporate wrongdoing is disclosed and that the responsible culprits are identified and, if appropriate, prosecuted.
The U.S. Supreme Court has upheld plea agreement as an appropriate method of resolving criminal cases, describing it as an essential component of the administration of justice. A defendant, however, does not have a constitutional right to receive a plea offer from the prosecutor and a prosecutor who prefers to go to trial has no obligation to initiate a plea …show more content…
As noted earlier, a corporation that has one is likely to fare better during the investigation, bargaining, and sentencing phases of a criminal case.
The Guidelines envision programs that promote an ethical and law-abiding culture within a corporation and that are calculated to identify and prevent criminal misconduct within the corporation. The basic elements of such a program include: a formal code of conduct, a compliance office and officer, and a telephone hotline for employees. The existence of an “effective compliance program” sometimes precludes criminal prosecution of a corporation after its agent has broken the law. Further, if the corporation is indicted for and convicted of the crime perpetrated by its agent, having such a compliance program can lead to a sentence downgrade under the United States Sentencing

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