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Quiz 3 Portfolio

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Submitted By wazzar123
Words 2473
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* Question 1
1 out of 1 points | | | You short-sell 200 shares of Tuckerton Trading Co., now selling for $50 per share. What is your maximum possible gain, ignoring transactions cost?Answer | | | | | Selected Answer: | $10,000 | Correct Answer: | $10,000 | Response Feedback: | Tuckerton could go bankrupt, with a share price of $0. You could keep the entire proceeds from the short sale.

| | | | | * Question 2
1 out of 1 points | | | Private placements can be advantageous, compared to public issue, because:

I. Private placements are cheaper to market than public issues.
II. Private placements may still be sold to the general public under SEC Rule 144A.
III. Privately placed securities trade on secondary markets.Answer | | | | | Selected Answer: | I only | Correct Answer: | I only | Response Feedback: | correct | | | | | * Question 3
0 out of 1 points | | | The __________ was established to protect investors from losses if their brokerage firms fail.Answer | | | | | Selected Answer: | SEC | Correct Answer: | SIPC | Response Feedback: | incorrect | | | | | * Question 4
1 out of 1 points | | | Which of the following is (are) true about dark pools?

I. They allow anonymity in trading.
II. They often involve large blocks of stocks.
III. Trades made through them might not be reported.Answer | | | | | Selected Answer: | I, II, and III | Correct Answer: | I, II, and III | Response Feedback: | correct | | | | | * Question 5
1 out of 1 points | | | The __________ system enables exchange members to send orders directly to a specialist over computer lines.Answer | | | | | Selected Answer: | SUPERDOT | Correct Answer: | SUPERDOT | Response Feedback: | correct | | | | | * Question 6
1 out of 1 points | |

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