AND INSTITUTIONS 1. You recently sold 100 shares of Microsoft stock to your brother at a family reunion. At the reunion your brother gave you a check for the stock and you gave your brother the stock certificates. Which of the following best describes this transaction? a. This is an example of a direct transfer of capital. b. This is an example of a primary market transaction. c. This is an example of an exchange of physical assets. d. This is an example of a money market transaction
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Introduction | 4 | Methodology of the Study | 4 | Analysis | 5 | Conclusion | 9 | Bibliography | 10 | Introduction | Initial public offering (IPO), also referred to simply as a "public offering" or "flotation," is when a company issues common stock or shares to the public for the first time. They are often issued by smaller, younger companies seeking capital to expand, but can also be done by large privately owned companies looking to become publicly traded. In an IPO the issuer may obtain the
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missing in action. In the five days since the company went public, investors have filed lawsuits against the social networking giant over the deal which was fumbled by its major underwriters and complicated by technical problems at the Nasdaq stock exchange. The lawsuits filed were reportedly over claims that profit warnings were "selectively shared" before the company went public last week. According to the Herald Sun, the company's share price has slumped 16 per cent below the US 38 dollar listing
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offerings are among the most exciting and closely followed events in the stock market. Although the excitement has cooled somewhat since the frenzy of the late 1990s when anyone with an idea that involved the word “Internet” could raise millions of dollars, IPOs still raise the market’s collective blood pressure. IPOs mark the transition of a company from a privately held to publicly held firm. Every incorporated business issues stock, however there are usually just one, two or a few stockholders, since
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The public sale of stock of a trucking company regulated by the Interstate Commerce Commission. B. A public sale of municipal bonds issued by a city government. C. The issuance of stock by a publicly-traded corporation to its existing shareholders because of a stock split. D. The public sale by a corporation of its negotiable 10-year notes. Which of the following is least likely to be considered a security under the Securities Act of 1933? A. Stock options. B. Warrants
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Dimensional Fund Advisory was an investment firm composed of small stocks. This firm believed in the efficient market theory. They believed in diversification to reduce firm specific risk, but they did not rely on indexing or passive investment. They believed in the “small stock effect”: small stocks provide greater returns than large stocks for the same amount of volatility. Their strategy was to invest in small cap stocks based on deciles. They started with the “DFA 9-10 Strategy”, in which they
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THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT 1992 Firms and institutions can raise medium and long term funds by issuing securities. Securities issued can be tradable or non-tradable. Tradable securities include corporate securities(shares & debentures), govt securities, public securities, bonds, units of mutual fund, are tradable securities i.e. transferable . Non-transferable securities include bank deposits , company deposits, loans and advances of bank & financial institutions and
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STOCK MARKET I. Defination. 1. Securities. Stock is evidence confirming the rights and legitimate interests of the owner of the property or the capital of the issuer. Securities are shown in the form of certificates, book entries or electronic data. Types of securities including: stocks, bonds, certificates of investment funds, derivative securities… Securities may be represented by a certificate or, more typically, "non-certificated", that is in electronic or "book entry" only form. Certificates
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What is Stock Exchange? Meaning Stock Exchange (also called Stock Market or Share Market) is one important constituent of capital market. Stock Exchange is an organized market for the purchase and sale of industrial and financial security. It is convenient place where trading in securities is conducted in systematic manner i.e. as per certain rules and regulations. It performs various functions and offers useful services to investors and borrowing companies. It is an investment intermediary
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Impact of Macro-Economic Variables on the Stock Market Impact of Macro-Economic Variables on the Stock Market Arunabha Dhar (Roll No. 008) Gaurav Bhatt (Roll No. 017) Amartya Ray (Roll No. 067) Bodhisatva Basu (Roll No. 075) Rahul Jain (Roll No. 094) Arunabha Dhar (Roll No. 008) Gaurav Bhatt (Roll No. 017) Amartya Ray (Roll No. 067) Bodhisatva Basu (Roll No. 075) Rahul Jain (Roll No. 094) Contents UNDERSTANDING ON RESEARCH PROBLEM IDENTIFICATION & DEFINITION 3 ABSTRACT 3
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