(i) Bank; chan robles virtual law library (ii) Registered investment house; (iii) Insurance company; (iv) Pension fund or retirement plan maintained by the Government of the Philippines or any political subdivision thereof or managed by a bank or other persons authorized by the Bangko Sentral to engage in trust functions; (v) Investment company; or (vi) Such other person as the Commission may by rule determine as qualified buyers, on the basis of such factors as financial
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The general functioning of stock exchanges was not satisfactory. The exchanges were governed by their internal bye- laws and managed by their Governing Bodies, which were dominated by elected member- brokers. Trading members were also not adequately capitalised. Insider trading was rampant and was one of the major causes of excessive speculative activity, leading to default by stock brokers, frequent payment crises and disruption of market activity. The stock exchanges followed inefficient and outdated
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your savings into Indirect Investments (like stocks; we buy share of a company and we give company the money, bonds; we lend money to companies and governments, GIC; we leave money with the bank and the bank pays us a level of interest) - these are called financial assets/ claims • Bonds are claims against asset • The money we give to users, they give us one of these claims (financial assets), they take the money and invest in real assets, so we buy a stock of the company that buys apartment buildings
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Team B Tyler Foley Kyla Canada Lauren Sparks Melissa Felder FIN/370 November 2, 2015 Week 5 Christine Helbling Role of Investment Banker and Role of Underwriter When companies are trying to sell securities, they have the option to sell directly to you or to sell the securities through programs, however majority of the sales are executed through investment bankers. An investment banker is serves as a middleman to channel the money from investors to firms and governments that
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securities & Exchange commission 1. Define the U.S. securities and Exchange’s mission/ Purpose. I believe that the purpose of the U.S. securities and exchange’s mission is to make people feel more comfortable and safe when investing as well as keep everything (market and exchange wise) organized. I think that having something like this helps people feel better about investing. On the U.S securities and exchange site they state that “The mission of the U.S. Securities and Exchange Commission
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(1-2) What are the three principal forms of business organization? What are the advantages and disadvantages of each? A proprietorship, a partnership, and a corporation are the three principal forms of business organization. Advantages of a Proprietorship: 1. easily and inexpensively formed; 2. it is subject to few government regulations; 3. its income is not subject to corporate taxation but is taxed as part of the proprietor’s personal income. Disadvantages of a Proprietorship: 1. It
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A SUMMER INTERNSHIP PROJECT ON “TO STUDY THE DYNAMIC RELATIONSHIP AMONG FIIs, MUTUAL FUND EQUITY INVESTMENT AND OTHER SELECTED VARIABLES WITH NIFTY” Submitted to S.R. LUTHRA INSTITUTE OF MANAGEMENT IN PARTIAL FULFILLMENT OF THE REQUIREMENT OF THE AWARD FOR THE DEGREE OF MASTER OF BUSINESS ADMINISTRATION In Gujarat Technological University UNDER THE GUIDANCE OF Faculty Guide: Company Guide: Ms.Swapna Nair Mr. Mukesh Vishwakarma Assistant Professor
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probability that it will collapse suddenly is small. 2.0 Discussion The biggest problem in China is that the massive debt explosion is now threatening its entire economy, leading to a reduction in capital investment. There has been a boom in the Chinese stock market, yet buying share with borrowed money had magnified the fall when companies with huge debt begin to sell their investments to pay debts (Walker, 2015). Shanghai Composite Index decreased about 8.5% in August followed by China economy downturn
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Answer : 1) a) A financial manager has several responsibilities some of which include: • Making major investments and financial decisions such as deciding which assets the business should purchase and how best to fund them , also helping the business establish the optimal sales growth rate . • He plans and forecasts the shape of the firms future position and coordinates the planning process with the other departments in the business . • He deals with both the financial markets , i.e the capital
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June 2011 Received in revised form 6 August 2012 Accepted 7 August 2012 Available online 17 August 2012 JEL classification: F30 G15 G32 G38 Keywords: Cross-listing Stocks Bonding International financial markets a b s t r a c t Why firms from around the world seek to cross-list their shares on overseas exchanges has intrigued scholars during the past two decades. A general dissatisfaction with the conventional wisdom about investment barriers segmenting global investors and how cross-listings
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