Thompson Asset Management (TAM), an investment management firm that she had started in Jacksonville, Florida, in 2009, Thompson had grown the firm from a single client and a $500,000 investment to about $83 million in assets under management (AUM) in two funds. TAM had a proven track record of beating benchmarks and managing downside risk. The success of her strategies had brought in new clients each year. In 2014, she was hoping to expand her business. She was looking for larger high-net-worth clients and
Words: 4675 - Pages: 19
shares) in a mutual fund which held many different stocks and offered diversification to the investor, many (but not all) mutual funds do not charge a commission. If the investor wanted to spread their risk among many different parts of the economy, a mutual fund was the main and most cost-effective way to accomplish that objective. ETFs have some similarities to mutual funds, but this article will highlight some of the differences between ETFs and mutual funds. ETFs and mutual funds are both investment
Words: 1173 - Pages: 5
Article-1 Mutual Funds Details Regulation The article provide information on the regulatory changes that are going to take place in the mutual fund trading. According to this article, the financial advisors and the investment firms will be required to provide fund fact sheet to investors before the purchase of the mutual fund. Currently, the fund fact sheets are sent 2 days after the mutual fund purchase. An investor notice has already been published by MFDA, along with IFIC. This change is part
Words: 848 - Pages: 4
Creation Units). Once the APs get these units, they provide liquidity to these units by offering to buy and sell through the stock exchange. They give two way quotes, buy and sell quote for investors to buy and sell the ETFs. ETFs therefore have to be listed on stock exchanges. There are many ETFs presently listed on the NSE. 3.2 SALIENT FEATURES An Exchange Traded Fund (ETF) is essentially a scheme where the investor has to buy/ sell units from the market through a broker (just as he/ he would
Words: 1846 - Pages: 8
over 164 institutional clients. BEA’s investment philosophy emphasizes return enhancement as well as risk control. BEA has been consistently earning returns in excess of the index averaging 80 basis points per annum by using enhanced equity index funds and enhanced cash strategies with various arbitrage-like techniques. BEA’s new enhanced index client is a Luxembourg subsidiary of a Japanese life insurance company. Jeffrey Geller and David DeRosa, derivatives portfolio manager at BEA Associates,
Words: 1623 - Pages: 7
graph for mutual fund investors? It seems like less than 30% of the mutual funds have beaten the Vanguard 500. In reality, there has been an accelerating trend in recent decades to create passively managed mutual funds that are based on market indices, known as index funds. Advocates claim that index funds routinely beat a large majority of actively managed mutual funds (this is proved by the graph provided); one study claimed that over time, the average actively managed fund has returned 1.8%
Words: 513 - Pages: 3
Case a) US Mutual Fund Performance Maastricht University | | | | School of Business & Economics | | | | Place & date: | Maastricht, 5th December 2013 | | | | Name, initials: | Müller-Wilmes, VEMCroughs, ZWFWang, WCGerdsen, BHARack, MD | | For assessor only | | ID number: | I6076025I6075042I6117368I6075829I6064576 | | 1. Content | | Study: | International Business Economics | | 2. Language structure | | Course code: | EBC | | 3. Language accuracy | | Group
Words: 707 - Pages: 3
, Automobile , Steel , Banking, Beverages . * Analyze the current stock price . Analyze one year stock price and returns. * Follow the key statistics link. Discuss the information available on this link. b) The US Securities and Exchange Commission (SEC) requires that most public companies file regular reports, including annual and quarterly financial statements. The SEC has a public site named EDGAR that makes free reports available at www.sec.gov. Search for Company Filings , Companies
Words: 388 - Pages: 2
the vast majority of Beta’s funds in no-load, low-expense index funds; and, the rest of the money would go into money market instruments. Keeping the market exposure between 50% and 99%, she eventually established the limited use of Vanguard’s Index 500 Trust because it had a very low expense ratio and its success resembled the S&P 500 Index’s return. By January 4, 1991, Beta had 79.2% of its $25 million in assets ($19.8 million) invested in the Vanguard index fund. Wolfe had been quite successful
Words: 838 - Pages: 4
options, graph implications regarding mutual fund investors, market efficiency, and an equity investment decision to be made by the East Coast Yacht employee. The East Coast Yacht company’s finance representative, Dan Ervin, made several comments based on the percentage graph for 10-year return for the Vanguard 500 Index Fund (Ross, et all 2011). Based on this data compiled over two decades, there is a cycle in effect. The numbers (equity mutual funds outperformed the Vanguard 500) swing from almost
Words: 960 - Pages: 4
