Leung Chi Keung v Market Misconduct Tribunal 18 April 2012 Court of Appeal CA Civil Appeal No 256 of 2010 CACV 256/2010 Citations:|[2012] 2 HKLRD 786 English Judgment[2012] HKEC 535 English Judgment| Presiding Judges: |Cheung, Yuen and Chu JJA| Phrases: |Banking and finance - insider dealing - fund manager found culpable by dealing in shares of company after equity salesman gave him information about proposed placement of company's shares - whether s.270(1)(e) elements that equity salesman
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RISK MANAGEMENT IN BANKS The business of banking today is synonymous with active risk management than it was ever before. The success and failure of a banking institution heavily depends on the strength of the risk management system in the current environment. This is true as the very business of banking is risk-taking as an intermediary, i.e. interposing between savers (depositor) on one hand and the borrower on the other hand, thereby accepting the risks of intermediation. Risk Management:
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Gygner - Morgan, The Fed found toxic assets. Billion in hidden subprime mortgage loans and credit default swaps. - Credit Swap: - I sell you insurance, if they cannot pay, we pay. - They bought so many, hundreds of billions of dollars. If they can’t pay people back, it would cause collapse - There would be systemic risk, because Stearns is so connected to the banking world. - If we allowed them to fail, they would collapse. Federal Reserve and JP Morgan payout
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IT companies, banks and health care providers have been prone to the cyber theft and they lost huge volume of information which incurred huge losses to the companies. Some of the examples include the attack on Target, Primera Blue Cross, E-Bay, JP Morgan Chase bank Sony PSN and many other. These attacks have happened because of poor security measures and the loopholes in the system by which hackers gained access and made the companies to compromise a huge volume of information. Cyber Attack on Primera
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the actions of JPMorgan Chase &co. | 3 | 1.2 | Should the boss bear the blame | 5 | 1.3 | Elements of moral judgement | 8 | 1.4 | Where people get their values | 11 | | List of References | 14 | QUESTION 1.1 MORALITY OF THE ACTIONS OF JP MORGAN According to Buchholtz and Carroll (2012) moral management conforms to the highest standards of ethical behaviour or professional standards of conduct, motives, goals orientation towards the law and general operating strategy. Moral management pursues
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Introduction Customer satisfaction in the banking industry revolves around receiving a positive feedback regarding aspects such as staff conduct, credibility, communication and access to banking services whether through online banking or teller services. These factors represent the final dimensions of service quality that satisfy the customers. There are also the intangible aspects of the staff-customer interface. These intangible aspects include the implementation of a helpful, caring, and
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Bear Stearns Forensic Accounting Case 1. Identify key dates concerning financial accounting and/or disclosure issues for Bear Stearns during the critical March 2008 time period before bailout by JP Morgan Chase. * March 10, 2008 The Alt-A residential mortgage-backed securities issued by a Bear Stearns affiliate was downgraded. This increased the risks of mortgage-backed securities. Two Bear Stearns hedge funds now bankrupted and were leveraged up to $60 of debt for each $1 of equity
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Effects on management Merger & Acquisitions (M&A) term explains the corporate strategy which determines the financial and long term effects of combination of two companies to create synergies or divide the existing company to gain competitive ground for independent units. A study published in the July/August 2008 issue of the Journal of Business Strategy suggests that mergers and acquisitions destroy leadership continuity in target companies’ top management teams for at least a decade following
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For this assignment I decided to conduct the interview with Mortgage Loan Originator, Shane Reynolds, from my personal bank—JP Morgan Chase. We spoke briefly about a few challenges and issues that current homeowners are faced with post-recession era. Mr. Reynolds also added a few suggestions to potential homeowners that can help them gain a cost effective edge in the housing market. In an effort to provide those financially secure households a smooth and worry-free home buying process that can
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FISV 3040 Money & Capital Market Research Paper On Financial System Reform Presented to Professor Jean Holt October 29, 2015 Prepared by Yi Que Abstract: 1998-2013: An Analysis of the Tangible and Intangible Costs of Financial Regulatory Reform and Deregulation (The Financial Institutions Deregulation and Reform Act 1999* and the Dodd-Frank Act 2010) on United States Capital Markets and Institutions as measured by Debt Loan Types and Bank Profitability. Key words: Glass-Steagall Act, Financial
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