S w BEST FINANCIAL SERVICES INC. Ian Dunn wrote this case under the supervision of Elizabeth M.A. Grasby solely to provide material for class discussion. The authors do not intend to illustrate either effective or ineffective handling of a managerial situation. The authors may have disguised certain names and other identifying information to protect confidentiality. Richard Ivey School of Business Foundation prohibits any form of reproduction, storage or transmission without its written
Words: 5771 - Pages: 24
pick Vanguard S&P 500 GR Index for large: we want be active fund when market is passive and opposite way. Since market is doing good, we would use passive fund. When market is bad we would not stay on passive fund and go out for active which has good sense in stock picking and beat the market. Currently US market S&P 500 is in good shape(Figure X), S&P value fund portfolio since economy is in good shape. -> since this fund is ETF there is no restriction in minimal payment(just like stock)
Words: 785 - Pages: 4
Eliot Spitzer Case * He investigated into the IB and mutual fund industry * All business leaders should rethink the way they view and treat their clients and shareholders (in what he calls fiduciary duty) * Society has becoming more “comfortable” with improper behavior (dissipation of standards) * The internet is making the fiduciary challenge even harder as it is distant and atomized * There is a conflict of interests between managers and consumers/shareholders *
Words: 305 - Pages: 2
I plan to make sure to save a good amount of my money while I am still single. I plan to contribute the maximum matching amount of money each month to my 401k through KPMG. I also plan to invest a good portion of money in a variety of index funds, mutual funds, and a few stocks of my choosing. I want to also start putting my bonus money into an IRA each year to accrue until retirement. Through these three
Words: 356 - Pages: 2
computer-based, mutual-fund-investing simulation. Each student performed the simulation by him/herself. The goal was to better understand why investors spend so much time and money on actively managed mutual funds despite the majority of those funds being outperformed by passively managed index funds (at least in recent years). The researchers hypothesized that the illusion of control would lead students to overestimate their future portfolio returns from actively selecting mutual funds and that
Words: 1340 - Pages: 6
11/4/2011 Mr. Susilo Hatono 4th Client Meeting November 2011 Excellence Professionalism Commitment Integrity Partnering and Leading You to Your Success 1 Our Trusted Team and Approach Our relationship is established on EPIC values – Excellence, Professionalism, Integrity, Commitment You are the centre of everything we do We are committed to listening, understanding, and determining your investment needs, objectives, preferences, constraints and risk tolerance; together
Words: 4279 - Pages: 18
Considering the past cases of insider trading viz. Rajaratnam case (Galleon Group), Rajat Gupta case (Goldman Sachs) and accounting fraud like that of Satyam Computer Services or Enron Group, the target sectors to be aimed are Financial (hedge fund, mutual fund, trading, investment banking firms, etc.) and big corporate houses like Energy and Steel. * Market study of amount of Data handled in respective sectors and their Fraud Risk Analysis * Information assimilation of similar competitive
Words: 435 - Pages: 2
Introduction Institutional investors have become predominant players in the stock market, and their influence has been growing steadily in recent times. Due to their large shareholdings it is perceived that institutional investors can leverage their position and act as watchdogs against corporate abuse. There are however several practical considerations which serve as disincentives to shareholder activism. The assertion that institutional investors have the potential and the incentive to contribute
Words: 5083 - Pages: 21
FIN 6310 Case Studies Purchase Case Studies (4) • Harvard Case Studies (2) o Courses available at o https://cb.hbsp.harvard.edu/cbmp/access/18322840 • Ivey Case Studies (2) o Register for an account at Ivey Cases https://www.iveycases.com/RegisterUser.aspx o Put the following two cases studies in your cart. Make sure Digital Download is selected which will cost $3.40 per case. o Burgundy Asset Management: The Wescast Investment Decision https://www
Words: 1092 - Pages: 5
experience has been fulfilling, I have reached the ideal junction in my career to broaden my business experience and pursue a UW Foster Evening MBA. Immediately after the program, I hope to transition to a sales and/ or marketing role at a hedge fund or mutual fund investment company within the West Coast. This role
Words: 699 - Pages: 3
