RE: Filing Whistleblower Complaints under the Sarbanes-Oxley Act ARTICLE SYNOPSIS In relating to the Sarbanes-Oxley Act (SOX Act) of 2002, the article defines how personnel that work for companies that are traded publicly or are required to file with the SEC rate protection against retaliation when reporting mail, bank, wire, or securities fraud, regulation and rule violation of the SEC, or violations of other “Federal law relating to fraud against shareholders” (Occupational Safety and Health
Words: 327 - Pages: 2
Assignment one 1. Is this a hostile takeover? Although AgroVate is a publicly traded company, it began as a family-owned business and is currently at risk of being procured by larger companies. Based on those facts, this is a hostile takeover. 2. Can the AgroVate board legally adopt defensive measures against Bijoux? The Maxxo brothers’ main concern is Pearson’s remote management style possibly intimidating AgroVate’s long-time employees into leaving AgroVate. That concern alone is
Words: 432 - Pages: 2
According to the Sarbanes - Oxley Act and Statement of Auditing Standards, Apollo, a publicly-traded company, should have an audit committee overseeing its internal financial reporting integrity. This audit committee would oversees the audits, both internal and external. Once found evidence of fraudulent accounting, external auditors must communicate the findings within Apollo with the committee or other governing body. External auditors also report the effect that the fraud may result with Apollo
Words: 412 - Pages: 2
Ethicality of Corporate Governance Paper ETH/376 Legality and Ethicality of Corporate Governance Paper United Thermostatic Controls is a publicly owned company that manufactures and markets residential and commercial thermostats (Mintz & Morris, 2011). As a publicly owned company, United Thermostatic Controls common stock is listed and traded on the New York Stock Exchange. Frank Campbell is the director of the Southern sales division. Because of regional economics getting worse, the
Words: 959 - Pages: 4
Hillman Group is established in 1964, has enjoyed ever four decades serving the har dware/ home improvement industry. Which widely known for the outstanding service and quality products. Max Hillman Jr. and Richard Hillman are both helped to start the company and remains as leaders. Avnet is one of the world’s largest transnational electronics distributors of electronic parts, enterprise computing and storage products and embedded subsystems, Avnet provides a vital link in the technology supply chain
Words: 400 - Pages: 2
Memo on My Responsibilities I will be auditing publicly traded company, known as “fictitious corporation” from this point forward. I will evaluate fictitious corporation to ensure the company reporting is consistent with the Generally Accepted Accounting Principles (GAAP). In addition, I will evaluate the company to ensure their methodology is acceptable for determining deferred taxes and that their procedures for reporting accounting changes and/or error corrections is being carried out
Words: 508 - Pages: 3
1. Why did Akamai charge content providers and subsidize ISPs? The fact that Akamai charged content providers and subsidized ISPs suggests that the company is operating in a two-sided market environment. Normally, a content provider in two-sided market should subsidize the sensitive side of the market and charge the side that strongly values growth or need the service of the product. With respect to Akamai, content providers are the “money side” and ISPs are the “subsidy side”. Akamai’s
Words: 425 - Pages: 2
According to the Sarbanes - Oxley Act and Statement of Auditing Standards, Apollo, a publicly-traded company, should have an audit committee overseeing its internal financial reporting integrity. This audit committee would oversees the audits, both internal and external. Once found evidence of fraudulent accounting, external auditors must communicate the findings within Apollo with the committee or other governing body. External auditors also report the effect that the fraud may result with Apollo
Words: 413 - Pages: 2
Quiz Questions 1. Define an SLA and state why it is required in a risk adverse organization. A SLA is a service level agreement, which is a contract between the ISP and the company. A SLA gives the company an idea of how much time they will be without services, should something happen with the ISP. A SLA is important to a company in making recovery plans, knowing what critical systems need to be available for a continuance of business and formulation of disaster recovery. 2. Using the user domain
Words: 462 - Pages: 2
Merit Enterprise Corp. Option one is never a great choice unless it’s the last option available. You should never want to put a growing corporation into further debt by taking out loans. Plus the bank will probably hold more of the share in the company. Also 4 billion dollar is a substantial amount of money having to pay back and could put stress on the organization if any financial situations ever aroused. Taking out this loan will have more people accountable for the company’s wealth. The only
Words: 509 - Pages: 3
