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Samurai and Sword

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The History of the Japanese Samurai and Sword

Brandon Stepka

SOCI306

The history of the Japanese samurai and sword has always been an interesting topic to me. I will not only be discussing the correlations between the two, but also the evolution of each. Along with that, I will be expanding upon how the Japanese sword was created, how it became popular, and lastly, how it is link to Japanese culture. I would now like to start by giving you a background of the Japanese samurai. The Japanese warrior, also known as the samurai, appeared during the Heian Period (794-1185). They initially started out as warriors and protectors for wealthy landowners. This is partially where the name ‘samurai’ came about, meaning “those who serve”. The samurai truly began to grow during the Kamakura period, where the “establishment of the Kamakura Shogunate, a hereditary military dictatorship, shifted all real political power in Japan to the samurai.” This power was forged by leader Minamoto Yoritomo, who pushed vigorously to establish a high social status for the samurai. Without the acknowledgement of Yoritomo, you would not be considered a samurai; he had the final say. Now that I have given you some basic history of the samurai, I would like to give you some interesting facts that I found to be very cool. First, the Japanese samurai’s would burn incense into their helmets before battle, because of the possibility their heads would be cut off it would not smell. This seemed to be very strange and drastic to me, because once you’re dead, due to the severing of your head, you wouldn’t smell it. But after researching it seemed to be a respect oriented issue and that is why they did it. Another interesting fact that I saw, which relates to the Japanese sword as well, is that, “to test a Samurai sword was to make 16 cuts through a dead body hanging from a tree”. This was cool because I found this will researching both the samurai and the sword. It stands clear, that the Japanese samurai were some of the best warriors in the world during this time, and it was necessary for their equipment to be up to their standards. Now that I have discussed the users of the Japanese sword, I would like to delve into a little bit of the history of the sword itself. The sword was split into about four different time periods. However, some say that the sword dates back as far as 1300 years ago. The Japanese sword was a double edged blade, which originated from the Chinese sword, the Jian. Thus, the Katana - Japanese sword – was born. Around the same time period, during the Heian period, when the samurai came about, the Japanese sword slowly began to develop its own characteristics that separated it from the Chinese sword. The Japanese sword started out with a slight curve, but later developed a full curve, which became a staple of the Japanese sword. While there were many different period in which the samurai sword was at its peak, many believe the “The Kamakura (1192 to 1336) and Muromachi (1337 to 1573) periods were without a doubt the Golden Age”. I will discuss this more later, and now will relay some interesting facts about the sword that I found. First, it is common belief that the samurai sword was the only weapon used the samurai warriors. This is indeed false; the katana was simply one of many different weapons used to fight with. I found this interesting because I was one of those people that always depicted samurai’s with just a samurai sword, but now knowing they used many other weapons, it seems to make much more sense now. Another fact that stood out to me was that “supposedly, a 16th-century blade was once used to cut through seven bodies at once”. This is similar to the testing that they would do on hanging bodies from the trees as I mentioned earlier. The fact that a sword would be able to cut through seven bodies at once is astonishing to me. That obviously must take a lot of strength by the guider of the sword as well as unmatched craftsmanship of the blade. With a background of the samurai now spinning around your head, I want to dive deeper into the evolution of the samurai throughout history. As previously stated, the samurai came about during premodern Japan. The samurai worked privately for landowners and segregated themselves from the government. This allowed them – the samurai – to establish themselves together and build armies to protect each other. Once the samurai became more established, there was then a battle between two clans, the Minamoto and Taira, and the central government. This battle resulted in a victory by the Minamoto clan, who then helped lead the samurai to be a dominant force through Japan. In fact, in 1192, they established a new militaristic style government that was ruled by the samurai. The samurai exerted their dominance throughout Japan for about the next 700 years. During the 1500 and 1600’s the country of Japan began to reunite. The Edo period rose, and eventually resulted in a strong caste system that was used for years. As you might guess, the samurai were at sitting at the top of the caste system. This new caste system led to split amount many of the samurai. This is due to the fact that there were rules in place allowing only one samurai to wield a sword in each castle town. Because of this many of the samurai spread out this reunited country was run smoothly for about 250 years. The samurai became less and less relevant through the years as they were sitting in roles as teachers or artists. Because of this, the samurai eventually dispersed, and the samurai class was abolished. Now that we have covered the samurai, I want to discuss the various topics that surround the sword, or katana. These topics consist of how the Japanese sword was created, how it became popular, and lastly, how it is link to Japanese culture. A movie that shows a very realistic replica of the katana is Kill Bill. This movie displays show of the traditional and crucial elements of the katana, such as the slight curve in the sword and the finishing touches of 24 karat gold. After watching a video from the Man at Arms collection, I was able to gather a lot of information on how they actually go about making the traditional Japanese sword. The video talk about how it takes about 1100 pounds of charcoal just to make one metal sword out of the ore. That is absurd! So much raw materials for one thing of such size. They then take the metal and continuously burn it and do their best to slowly consolidate it together to create the hard, solid pieces of metal to be used for making the sword. This process can take a while due to the many different size fragments and how each piece is different. Back when the Japanese used to make these traditional swords, it was always said that they only used hand hammers, however, this is false. They used machine flatteners as well as hand hammers much like the guys in this video. After consolidating each piece of metal and making sure it is at maximum strength, they begin making the “shingane”, also known as the heart of the blade. After this stage, they begin creating a long metal bar that consists of over 3 million layers, which learly shows the amount of work and effort that is put into each katana. The process of stretching out the metal into a long bar is called “sonobe”. Once the blade is shaped it is then put into the filing stage to finish creating the shape. Once the blade is formed they the begin working on pieces of the handle which are then slowly added piece by piece. The handle is finished off with long straps of criss-crossed leather giving it that staple katana look. This finishing touch gives it fantastic grip to complete the sword known as the katana. This process obviously involves a lot of steps, but the Japanese found it necessary to do, especially if their swords were going to pass the rigorous tests that they went through. Now that you know how this beautiful masterpiece is made, let me talk about how it became such a popular weapon. The popularity seems to clearly stem from the popularity within the prestige of the samurai. Samurai’s became one of the most respected and honorable people within the Japanese culture during their time, ever from the beginning. This rise led to the rise and popularity of the weapon in Japanese society. During the slow period of war and invasion during the Muromachi period, other weapons such as guns and other weapons came to rise. This led to sword smiths making other weapons and moving from the katana. However, once emperor allowed for samurai to carry around a katana the popularity once against rose to dramatic heights. After that, the katana became a part of history and tradition that comes along with the Japanese culture. Lastly, I would like to describe how the katana is link to Japanese culture. As many people may not know, the Japanese bow was originally the weapon of choice by the samurai. Due to much isolation, Japan was able to create many of their own and different weapons. This later led to the creation of the Katana, which did follow similarly to the Chinese sword. Because of this isolated society within Japan, the ability to spread their arsenal of weaponry to a weapon much like the katana made it an intergral part of their culture. This ability to grow within the sense of isolation gave them much leeway in their ability to continuously create new weapons. The katana is link to Japanese culture in a similar way that the samurai is. They both are integral parts of the expansions they went through and moving through time from period to period. Without the katana, many would not view the historic samurai the same way – always wielding a sword.

Sources
"History of the Japanese Sword." History of the Japanese Sword. N.p., n.d. Web. 14 Feb. 2016.
"Sword History." Sword History. N.p., n.d. Web. 14 Feb. 2016.
"Weaponry: Samurai Sword." History Net Where History Comes Alive World US History Online. N.p., n.d. Web. 14 Feb. 2016.
"The Origin of the Katana." MMA Training and Martial Arts Techniques. N.p., 29 Aug. 2014. Web. 14 Feb. 2016.
"A Brief Overview of Samurai Sword History." Sword Buyers Guide.com. N.p., n.d. Web. 14 Feb. 2016.
History.com Staff. "Samurai and Bushido." History.com. A&E Television Networks, 01 Jan. 2009. Web. 26 Apr. 2016.
"Five Surprising Facts about Samurai Warriors." All About History. N.p., n.d. Web. 26 Apr. 2016.
"Samurai." - Japanese Warriors. N.p., n.d. Web. 26 Apr. 2016.
"History of the Samurai Sword." Katanas Sword Reviews. N.p., n.d. Web. 26 Apr. 2016.
Person, and Casey Chan. "Making a Katana the Old Traditional Japanese Way Is so Impressive." Sploid. N.p., 13 July 2015. Web. 26 Apr. 2016.

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