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FINANCIAL INTEGRITY REVIEW & EVALUATION CHECKLIST
For Locally Administered Projects

PIN: _________________________ LOCAL SPONSOR: _________________________________________________

DATE: _______________________ CONTRACTOR:_________________________________________________________

Award: ___________ Orig. Completion Date: ___________ % Complete ________ Award Amount: $_________________

Interviewed: ___________________________________________ EIC ____ Res. Engr.____ Off Engr. ____ Inspt. ____

NYSDOT RLPL (or representative) Present During Review? YES NO ____________________________________

Local Sponsor Official Present During Review? YES NO ____________________________________

Construction Monitoring and Staffing:
Was a pre-construction meeting held for this project? YES NO Date of meeting:_____________________
Has a Construction Monitoring Plan (CMP) been prepared for this project? YES NO
Is the CMP available for review? YES NO (Please make a copy and attach to report)
Does the plan specify a required level of on-site project staffing? YES NO
If YES, what is the specified project staffing:______ EIC/RE/PM _______ Office Engineer ________ On-site Inspectors
Is the project staffing requirement being met? YES NO N/A If NO, why? _________________________________________________________________________________________

ACTUAL on-site construction inspection staff: Local Forces Consultant:__________________________________________ ____ EIC/RE ____ Office Engineer ____ Inspectors Are Inspectors NICET Certified: YES NO
Does the project rely on off-site project personnel? YES NO Role:______________________________________

Review the project visitation logs to verify the frequency of visits from the following individuals:
- Designated off-site project personnel such as EIC/Project Manager:

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